Compliance4Fintech Ltd delivers expert compliance consulting for financial technology firms — from EMI FCA applications to FinCrime frameworks.
Whether you're applying for FCA authorisation, building a KYC framework, or reviewing your FinCrime controls — we deliver practical, proportionate advice.
Policies, procedures, and KYC/KYB frameworks designed for your business model and risk profile.
Business-wide risk assessments, customer risk profiling, and scoring aligned to FCA and FATF guidance.
End-to-end support for Electronic Money Institution authorisation with the FCA.
Compliance manuals, MLRO reports, and board-level governance frameworks.
Tailored KYC/KYB and FinCrime training for compliance and operations teams.
Independent review of your compliance programme with gap analysis and remediation roadmap.
We bring hands-on experience across EMI and PI regulation, FinCrime operations, and FCA authorisation — so our advice is grounded in real delivery.
Registered in Barnet, London with deep UK regulatory expertise.
Professionally qualified compliance specialists with ICA-accredited expertise.
We understand the pace of fintech and deliver advice that's timely and actionable.
All engagements handled with strict professional discretion.
Get in touch for an initial consultation — no obligation, no jargon.
Compliance4Fintech Ltd is a UK-registered compliance consultancy focused exclusively on financial technology firms. We combine regulatory knowledge with hands-on delivery experience across EMIs and Payment Institutions.
Every engagement is tailored to your firm's specific regulatory context, risk profile, and operational reality.
We work exclusively in the fintech and payments space — EMIs and Payment Institutions. This focus means our advice is specific, current, and immediately applicable.
We work alongside your team, not above it. Whether supporting your in-house compliance function or acting as your outsourced compliance resource, we embed with you.
Experience spanning UK FCA regulation and European regulatory frameworks, enabling us to support firms operating or expanding across borders.
We don't just deliver compliance outputs — we build your team's capability through targeted training on KYC, KYB, and FinCrime risk typologies.
Recent work across regulatory applications and FinCrime compliance — anonymised to preserve client confidentiality.
Conducted a full audit of the FinCrime operational approach for UK-regulated Electronic Money Institutions and Payment Institutions. Reviewed end-to-end compliance frameworks, identified control gaps, and produced structured mitigation plans. Delivered specialist training to KYC teams on KYC/KYB methodology and associated financial crime risk typologies.
Led the regulatory application process for an Electronic Money Institution seeking FCA authorisation. Managed the full application lifecycle including documentation preparation, compliance framework requirements, and regulatory correspondence throughout the authorisation process.
Our consultants hold industry-recognised qualifications in compliance and financial crime prevention.
Get in touch to discuss your compliance needs — we'll respond within one business day.
From AML frameworks to EMI FCA applications, we provide the full spectrum of compliance support your firm needs to operate with confidence.
Design and implementation of anti-money laundering policies and know-your-customer procedures tailored to your business model.
End-to-end support for Electronic Money Institution authorisation with the FCA, from initial preparation through to submission and response management.
Structured risk assessments aligned to FCA expectations and FATF recommendations, covering the full spectrum from business-wide to individual customer level.
Independent review of your existing compliance programme, identifying gaps and producing a prioritised remediation roadmap.
Drafting and implementation of compliance documentation, governance structures, and MLRO reporting frameworks.
Tailored compliance training for KYC teams, operations staff, and senior management on FinCrime risks and regulatory obligations.
Get in touch and we'll help you identify the right starting point for your firm.
We respond to all enquiries within one business day. Whether you have a specific compliance need or want to explore how we can help, we'd love to hear from you.
Barnet, London EN5 3BQ
England & Wales